Each department is responsible for determining how long to retain its records. The Office of the Registrar recommends following the guidelines set by SUNY and the American Association of Collegiate ...
The SEC recently adopted new recordkeeping requirements for broker-dealers and “SBS entities” (security-based swap dealers and major security based swap participants). Most notably, the SEC will no ...
It’s not uncommon for some employers to ask “Why do I even need a records retention program? It’s relatively cheap and easy to store everything electronically – and we won’t have to deal with the ...
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