"Does reciprocal ‘favor trading’’ help liquidity or enable rent extraction?" asked Casey Dougal, associate professor in the Department of Finance at Florida State University’s College of Business. An ...

On January 13, a broker-dealer agreed to pay over $40 million to settle SEC charges that it failed to properly supervise its employees in the sale of mortgage-backed bonds. According to the SEC order, ...

Discover how brokers are compensated in bond sales, the hidden transaction costs, and what it means for investors. Learn vital insights for better decision-making.

US corporate bond inventory at US broker dealers is now at nine-year lows as the Volcker Rule and Basle III requirements loom. Inventories of US corporate bonds with more than one year to maturity are ...

WisDOT revoked licenses of 35 auto dealers for selling directly to customers and other violations. Investigations and hearings were conducted, with most revocations finalized by early April. Dealers ...

NEW YORK (Reuters) - The U.S. Treasury said on Friday it is seeking guidance from primary dealers on stablecoins as well as potential changes to the 20-year bond auction schedule, including possibly ...